Securities Law disputes consisted in the security claims for negligence can be related to brokers, controlling persons, exchanges, insiders, investment advisors, investment companies, proxies, registration & distributions, securities & exchange commission, short term trading, tender officers. Disputes arising between issuers and underwriters in public/private offerings of common stock, preferred stock, debt, limited partnership interests and other
securities. These offerings may occur in many contexts, including initial public offerings (IPOs), private placements and in connection with mergers, acquisitions, exchange offers, tender offers and consolidations, convertible and exchangeable bonds, pre-IPO bonds and other equity-linked offerings, Sharia compliant securitized derivatives, Sukuks, MTN, CP and CD programmes, Liability management and other bond restructuring transactions, Disputes arising with respect to rating agencies and securitization of assets viz. Multi-jurisdictional trade receivables,
Commercial property, Residential mortgages, Residential mortgages, Equipment leases, Whole business, Consumer loan and HP Receivables, Utility receipts, insurance related capital market transactions such as : catastrophe bonds, non-catastrophe insurance linked securities, transformer structures and structures involving the Reinsurance Directives, ISPVs, protected cell companies and mutual funds, infrastructure loans and PFI/PPP loans. In addition, disputes may also arise in the preparation of registration statements and prospectuses and private placement and other disclosure documents, disputes also arise in every aspect of international transactions such as processes that involve negotiation and structuring of critical corporate governance and liquidity provisions in charter and joint venture documents and
shareholder agreements, negotiation and structuring project finance agreements with multilateral, government and private sector lenders.